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MARSHALL WACE NORTH AMERICA L.P.
CRD 135902File 801-70586
APPROVED
Custody
Filing as of Jul 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$58.87B
Top 10% of cohort (national)
Discretionary AUM
$58.87B
Clients
16
16 accounts
Employees
184
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 22, 2009
- Principal office
- 66 HUDSON BOULEVARD EAST, 32ND FLOOR, NEW YORK, NY, 10001
- Phone
- 212-235-2800
- Website
- HTTPS://WWW.MWAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $58.87B
- Discretionary AUM
- $58.87B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 16
- Non-discretionary accounts
- 0
- Total accounts
- 16
- AUM per client
- $3.68B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 16 | $58.87B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Employees | 201 | 184 | decreased by17 |
| Jun 1, 2026 | Clients | 15 | 16 | increased by1 |
| Jun 1, 2026 | AUM | $33,003,676,842 | $58,869,761,275 | increased by$25,866,084,433 |
| Jun 1, 2026 | Accounts | 15 | 16 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 154 | 201 | increased by47 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 18 | 15 | decreased by3 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $36,174,838,673 | $33,003,676,842 | decreased by$3,171,161,831 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 18 | 15 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 90 | 154 | increased by64 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 27 | 18 | decreased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $28,400,375,450 | $36,174,838,673 | increased by$7,774,463,223 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 27 | 18 | decreased by9 |
| Jun 1, 2022 | Employees | 80 | 90 | increased by10 |
| Jun 1, 2022 | Clients | 25 | 27 | increased by2 |
| Jun 1, 2022 | AUM | $26,675,055,124 | $28,400,375,450 | increased by$1,725,320,326 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MARSHALL WACE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MARSHALL WACE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.