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ALLEN CAPITAL GROUP, LLC
CRD 135879File 801-64514
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.50B
Above cohort median (national)
Discretionary AUM
$1.50B
Non-discretionary $5.6M
Clients
2,274
7,162 accounts
Employees
38
Above cohort median in NE
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jul 15, 2005
- Principal office
- 3540 PRAIRIEVIEW STREET, SUITE 200, GRAND ISLAND, NE, 68803
- Phone
- 308-385-1500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.50B
- Discretionary AUM
- $1.50B
- Non-discretionary AUM
- $5.6M
- Discretionary accounts
- 7,160
- Non-discretionary accounts
- 2
- Total accounts
- 7,162
- AUM per client
- $660K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 23 | $18.3M |
| Charitable organizations | 56 | $56.5M |
| High net worth individuals | 410 | $985.4M |
| Pooled investment vehicles | 2 | $5.6M |
| Pension and profit sharing plans | 4 | $8.6M |
| Individuals (other than high net worth individuals) | 1,779 | $427.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 39 | 38 | decreased by1 |
| Apr 1, 2026 | Clients | 2,130 | 2,274 | increased by144 |
| Apr 1, 2026 | AUM | $1,223,235,037 | $1,501,556,085 | increased by$278,321,048 |
| Apr 1, 2026 | Accounts | 6,558 | 7,162 | increased by604 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,832 | 2,130 | increased by298 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $889,908,865 | $1,223,235,037 | increased by$333,326,172 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 5,560 | 6,558 | increased by998 |
| Aug 1, 2022 | Employees | 38 | 39 | increased by1 |
| Apr 1, 2022 | Employees | 30 | 38 | increased by8 |
| Apr 1, 2022 | Clients | 1,778 | 1,832 | increased by54 |
| Apr 1, 2022 | AUM | $712,025,110 | $889,908,865 | increased by$177,883,755 |
| Apr 1, 2022 | Accounts | 5,241 | 5,560 | increased by319 |
| Jul 1, 2021 | Employees | 29 | 30 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ALLEN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ALLEN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.