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FINANCIAL PERSPECTIVES
Legal name: FINANCIAL PERSPECTIVES, INC.
CRD 135549File 801-97343
APPROVED
Retail clients
Custody
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.17B
Above cohort median (national)
Discretionary AUM
$1.17B
Non-discretionary $1.3M
Clients
737
1,852 accounts
Employees
14
Above cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 2, 2015
- Principal office
- 3300 FERNBROOK LN N, SUITE 250, MINNEAPOLIS, MN, 55447-5341
- Phone
- 763-553-7779
- Website
- HTTP://WWW.FPWEALTH.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.17B
- Discretionary AUM
- $1.17B
- Non-discretionary AUM
- $1.3M
- Discretionary accounts
- 1,848
- Non-discretionary accounts
- 4
- Total accounts
- 1,852
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $2K |
| Charitable organizations | 2 | $6.0M |
| High net worth individuals | 309 | $1.05B |
| Individuals (other than high net worth individuals) | 425 | $114.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 690 | 737 | increased by47 |
| Apr 1, 2026 | AUM | $1,000,250,400 | $1,166,901,043 | increased by$166,650,643 |
| Apr 1, 2026 | Accounts | 1,754 | 1,852 | increased by98 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 14 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 630 | 690 | increased by60 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $767,710,007 | $1,000,250,400 | increased by$232,540,393 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,559 | 1,754 | increased by195 |
| Apr 1, 2022 | Employees | 12 | 13 | increased by1 |
| Apr 1, 2022 | Clients | 590 | 630 | increased by40 |
| Apr 1, 2022 | AUM | $838,201,204 | $767,710,007 | decreased by$70,491,197 |
| Apr 1, 2022 | Accounts | 1,635 | 1,559 | decreased by76 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FINANCIAL PERSPECTIVES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FINANCIAL PERSPECTIVES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.