D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.

CRD 135284File 801-64222

APPROVED

Custody

Disclosure events

Filing as of Jul 6, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$33.37B

Top 10% of cohort (national)

Discretionary AUM

$33.37B

Clients

26 accounts

Employees

Top 10% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: May 26, 2005
Principal office: TWO MANHATTAN WEST, 375 NINTH AVENUE, 52ND FLOOR, NEW YORK, NY, 10001
Phone: 212-478-0000
Website: HTTP://WWW.DESHAW.COM/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $33.37B
Discretionary AUM: $33.37B
Non-discretionary AUM: $0
Discretionary accounts: 26
Non-discretionary accounts: 0
Total accounts: 26
AUM per client: $1.45B

Clients by type

ADV Item 5D

Client type	Clients	AUM
Investment companies	3	$11.35B
Pooled investment vehicles	20	$19.48B
Pension and profit sharing plans	Fewer than 5	$501.7M
State or municipal government entities	Fewer than 5	$2.04B

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Other (described) — REIMBURSEMENT OF CERTAIN EXPENSES
Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

Q11C2
Q11C4
Q11C5

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.