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D. E. SHAW INVESTMENT MANAGEMENT, L.L.C.
CRD 135284File 801-64222
APPROVED
Custody
Disclosure events
Filing as of Jul 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$33.37B
Top 10% of cohort (national)
Discretionary AUM
$33.37B
Clients
23
26 accounts
Employees
47
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 26, 2005
- Principal office
- TWO MANHATTAN WEST, 375 NINTH AVENUE, 52ND FLOOR, NEW YORK, NY, 10001
- Phone
- 212-478-0000
- Website
- HTTP://WWW.DESHAW.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $33.37B
- Discretionary AUM
- $33.37B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 26
- Non-discretionary accounts
- 0
- Total accounts
- 26
- AUM per client
- $1.45B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 3 | $11.35B |
| Pooled investment vehicles | 20 | $19.48B |
| Pension and profit sharing plans | Fewer than 5 | $501.7M |
| State or municipal government entities | Fewer than 5 | $2.04B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — REIMBURSEMENT OF CERTAIN EXPENSES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 48 | 47 | decreased by1 |
| Apr 1, 2026 | Clients | 20 | 23 | increased by3 |
| Apr 1, 2026 | AUM | $21,045,433,296 | $33,368,169,339 | increased by$12,322,736,043 |
| Apr 1, 2026 | Accounts | 23 | 26 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 41 | 48 | increased by7 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 22 | 20 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $27,520,951,456 | $21,045,433,296 | decreased by$6,475,518,160 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 25 | 23 | decreased by2 |
| Apr 1, 2022 | Employees | 39 | 41 | increased by2 |
| Apr 1, 2022 | Clients | 23 | 22 | decreased by1 |
| Apr 1, 2022 | AUM | $34,052,277,985 | $27,520,951,456 | decreased by$6,531,326,529 |
| Apr 1, 2022 | Accounts | 28 | 25 | decreased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SHAW INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SHAW INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.