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CEERA INVESTMENTS, LLC
CRD 135179File 801-120765
APPROVED
Retail clients
Custody
Filing as of Mar 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$303.7M
Below cohort median (national)
Discretionary AUM
$303.7M
Clients
187
458 accounts
Employees
6
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 9, 2021
- Principal office
- Not reported
- Phone
- 713-364 6770
- Website
- HTTP://WWW.CEERA.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $303.7M
- Discretionary AUM
- $303.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 458
- Non-discretionary accounts
- 0
- Total accounts
- 458
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $16.2M |
| Charitable organizations | 3 | $10.1M |
| High net worth individuals | 100 | $238.9M |
| Pension and profit sharing plans | 16 | $15.2M |
| Individuals (other than high net worth individuals) | 57 | $23.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 5 | 6 | increased by1 |
| Apr 1, 2026 | AUM | $392,164,492 | $303,748,023 | decreased by$88,416,469 |
| Apr 1, 2026 | Accounts | 453 | 458 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 5 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 155 | 187 | increased by32 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $262,769,640 | $392,164,492 | increased by$129,394,852 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 368 | 453 | increased by85 |
| Apr 1, 2022 | Employees | 5 | 7 | increased by2 |
| Apr 1, 2022 | Clients | 140 | 155 | increased by15 |
| Apr 1, 2022 | AUM | $160,860,849 | $262,769,640 | increased by$101,908,791 |
| Apr 1, 2022 | Accounts | 315 | 368 | increased by53 |
| May 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CEERA INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CEERA INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.