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STRATHMORE CAPITAL ADVISORS
Legal name: STRATHMORE CAPITAL ADVISORS, INC.
CRD 135008File 801-106984
APPROVED
Retail clients
Custody
Filing as of Sep 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$805.0M
Above cohort median (national)
Discretionary AUM
$789.8M
Non-discretionary $15.2M
Clients
501
1,594 accounts
Employees
17
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jan 4, 2016
- Principal office
- 2825 SOUTH BLVD., SUITE 350, CHARLOTTE, NC, 28209
- Phone
- 704-364-4241
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $805.0M
- Discretionary AUM
- $789.8M
- Non-discretionary AUM
- $15.2M
- Discretionary accounts
- 1,560
- Non-discretionary accounts
- 34
- Total accounts
- 1,594
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $18.3M |
| Charitable organizations | Fewer than 5 | $9.0M |
| High net worth individuals | 237 | $662.7M |
| Pension and profit sharing plans | Fewer than 5 | $7.6M |
| Individuals (other than high net worth individuals) | 256 | $107.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 9 | 17 | increased by8 |
| Apr 1, 2026 | Clients | 288 | 501 | increased by213 |
| Apr 1, 2026 | AUM | $455,911,264 | $805,034,607 | increased by$349,123,343 |
| Apr 1, 2026 | Accounts | 935 | 1,594 | increased by659 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 9 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 253 | 288 | increased by35 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $368,325,140 | $455,911,264 | increased by$87,586,124 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 757 | 935 | increased by178 |
| Apr 1, 2022 | Clients | 199 | 253 | increased by54 |
| Apr 1, 2022 | AUM | $297,903,343 | $368,325,140 | increased by$70,421,797 |
| Apr 1, 2022 | Accounts | 767 | 757 | decreased by10 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “STRATHMORE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“STRATHMORE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.