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REALTA INVESTMENT ADVISORS, INC
CRD 134952File 801-68000
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$385.4M
Below cohort median (national)
Discretionary AUM
$237.5M
Non-discretionary $147.9M
Clients
1,231
1,231 accounts
Employees
61
Above cohort median in DE
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Jun 6, 2007
- Principal office
- 1201 N. ORANGE STREET, SUITE 729, WILMINGTON, DE, 19801
- Phone
- 888-657-5200
- Website
- HTTP://WWW.REALTAWEALTH.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $385.4M
- Discretionary AUM
- $237.5M
- Non-discretionary AUM
- $147.9M
- Discretionary accounts
- 704
- Non-discretionary accounts
- 527
- Total accounts
- 1,231
- AUM per client
- $313K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 7 | $609K |
| Non-U.S. persons | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| High net worth individuals | 378 | $202.5M |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans | 11 | $6.4M |
| State or municipal government entities | Fewer than 5 | Not reported |
| Individuals (other than high net worth individuals) | 835 | $175.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 64 | 61 | decreased by3 |
| Apr 1, 2026 | Clients | 1,958 | 1,231 | decreased by727 |
| Apr 1, 2026 | AUM | $343,465,487 | $385,389,938 | increased by$41,924,451 |
| Apr 1, 2026 | Accounts | 1,958 | 1,231 | decreased by727 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 82 | 64 | decreased by18 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3,414 | 1,958 | decreased by1,456 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $843,629,358 | $343,465,487 | decreased by$500,163,871 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,414 | 1,958 | decreased by1,456 |
| Apr 1, 2022 | Employees | 63 | 82 | increased by19 |
| Apr 1, 2022 | Clients | 2,941 | 3,414 | increased by473 |
| Apr 1, 2022 | AUM | $656,583,319 | $843,629,358 | increased by$187,046,039 |
| Apr 1, 2022 | Accounts | 2,517 | 3,414 | increased by897 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “REALTA INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“REALTA INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.