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CAPITAL MARKETS IQ, LLC
CRD 134921File 801-69992
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 28, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$571.4M
Above cohort median (national)
Discretionary AUM
$455.6M
Non-discretionary $115.9M
Clients
884
884 accounts
Employees
23
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Apr 3, 2009
- Principal office
- Not reported
- Phone
- 310.882.6380
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $571.4M
- Discretionary AUM
- $455.6M
- Non-discretionary AUM
- $115.9M
- Discretionary accounts
- 739
- Non-discretionary accounts
- 145
- Total accounts
- 884
- AUM per client
- $646K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 78 | $121.1M |
| Charitable organizations | 7 | $1.6M |
| High net worth individuals | 91 | $223.7M |
| Pension and profit sharing plans | 101 | $83.5M |
| Individuals (other than high net worth individuals) | 607 | $141.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.