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RIVER ROAD ASSET MANAGEMENT, LLC
CRD 134918File 801-64175
APPROVED
Retail clients
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$9.85B
Top 10% of cohort (national)
Discretionary AUM
$9.85B
Clients
90
93 accounts
Employees
46
Top 10% of cohort in KY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 28, 2005
- Principal office
- 462 SOUTH FOURTH STREET, SUITE 2000, LOUISVILLE, KY, 40202-3466
- Phone
- 502-371-4100
- Website
- HTTPS://WWW.RIVERROADAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $9.85B
- Discretionary AUM
- $9.85B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 93
- Non-discretionary accounts
- 0
- Total accounts
- 93
- AUM per client
- $109.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $127.9M |
| Investment companies | 13 | $4.48B |
| Charitable organizations | 16 | $261.7M |
| High net worth individuals | 21 | $86.6M |
| Pooled investment vehicles | 11 | $1.81B |
| Pension and profit sharing plans | 22 | $1.56B |
| State or municipal government entities | 7 | $1.52B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 112 | 90 | decreased by22 |
| Apr 1, 2026 | Employees | 44 | 46 | increased by2 |
| Apr 1, 2026 | Clients | 106 | 112 | increased by6 |
| Apr 1, 2026 | AUM | $8,009,616,161 | $9,852,886,578 | increased by$1,843,270,417 |
| Apr 1, 2026 | Accounts | 80 | 93 | increased by13 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 48 | 44 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 110 | 106 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $9,805,039,823 | $8,009,616,161 | decreased by$1,795,423,662 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 115 | 80 | decreased by35 |
| Apr 1, 2022 | Employees | 45 | 48 | increased by3 |
| Apr 1, 2022 | Clients | 121 | 110 | decreased by11 |
| Apr 1, 2022 | AUM | $7,360,706,313 | $9,805,039,823 | increased by$2,444,333,510 |
| Apr 1, 2022 | Accounts | 123 | 115 | decreased by8 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RIVER ROAD” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RIVER ROAD” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.