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GRIFFIN BLACK, LLC
CRD 134684File 801-117753
APPROVED
Retail clients
Filing as of Sep 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$355.5M
Below cohort median (national)
Discretionary AUM
$355.5M
Clients
171
698 accounts
Employees
9
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Dec 10, 2019
- Principal office
- 702 MARSHALL STREET, SUITE 411, REDWOOD CITY, CA, 94063
- Phone
- (650) 368-5785
- Website
- HTTPS://WWW.GRIFFINBLACK.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $355.5M
- Discretionary AUM
- $355.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 698
- Non-discretionary accounts
- 0
- Total accounts
- 698
- AUM per client
- $2.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $3.9M |
| High net worth individuals | 94 | $312.7M |
| Pension and profit sharing plans | Fewer than 5 | $3.5M |
| Individuals (other than high net worth individuals) | 77 | $35.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 168 | 171 | increased by3 |
| Apr 1, 2026 | AUM | $270,853,350 | $355,515,601 | increased by$84,662,251 |
| Apr 1, 2026 | Accounts | 644 | 698 | increased by54 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 9 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 151 | 168 | increased by17 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $188,953,738 | $270,853,350 | increased by$81,899,612 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 526 | 644 | increased by118 |
| Apr 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Clients | 144 | 151 | increased by7 |
| Apr 1, 2022 | AUM | $147,531,179 | $188,953,738 | increased by$41,422,559 |
| Apr 1, 2022 | Accounts | 524 | 526 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GRIFFIN BLACK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GRIFFIN BLACK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.