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UNITED CAPITAL FINANCIAL ADVISORS
Legal name: UNITED CAPITAL FINANCIAL ADVISORS, LLC
CRD 134600File 801-64376
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$24.65B
Top 10% of cohort (national)
Discretionary AUM
$22.50B
Non-discretionary $2.15B
Clients
25,510
45,106 accounts
Employees
289
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jun 9, 2005
- Principal office
- 125 E JOHN CARPENTER FRWY, SUITE 1300, IRVING, TX, 75062
- Phone
- 972-822-2055
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $24.65B
- Discretionary AUM
- $22.50B
- Non-discretionary AUM
- $2.15B
- Discretionary accounts
- 43,563
- Non-discretionary accounts
- 1,543
- Total accounts
- 45,106
- AUM per client
- $966K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 331 | $1.80B |
| Charitable organizations | 114 | $407.4M |
| Other investment advisers | 5 | $668.9M |
| High net worth individuals | 1,937 | $11.02B |
| Pension and profit sharing plans | 223 | $1.16B |
| Individuals (other than high net worth individuals) | 22,900 | $9.59B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 271 | 289 | increased by18 |
| Apr 1, 2026 | Clients | 22,832 | 25,510 | increased by2,678 |
| Apr 1, 2026 | AUM | $17,211,052,120 | $24,646,765,344 | increased by$7,435,713,224 |
| Apr 1, 2026 | Accounts | 41,738 | 45,106 | increased by3,368 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 758 | 271 | decreased by487 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 22,676 | 22,832 | increased by156 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $17,420,737,351 | $17,211,052,120 | decreased by$209,685,231 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 75,551 | 41,738 | decreased by33,813 |
| Jun 1, 2022 | Clients | 22,675 | 22,676 | increased by1 |
| Apr 1, 2022 | Employees | 801 | 758 | decreased by43 |
| Apr 1, 2022 | Clients | 21,230 | 22,675 | increased by1,445 |
| Apr 1, 2022 | AUM | $29,473,159,775 | $17,420,737,351 | decreased by$12,052,422,424 |
| Apr 1, 2022 | Accounts | 76,965 | 75,551 | decreased by1,414 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “UNITED CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“UNITED CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.