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UNITED CAPITAL FINANCIAL ADVISORS
Legal name: UNITED CAPITAL FINANCIAL ADVISORS, LLC
CRD 134600File 801-64376
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 15, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$24.65B
Top 10% of cohort (national)
Discretionary AUM
$22.50B
Non-discretionary $2.15B
Clients
25,510
45,106 accounts
Employees
289
Top 10% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jun 9, 2005
- Principal office
- 125 E JOHN CARPENTER FRWY, SUITE 1300, IRVING, TX, 75062
- Phone
- 972-822-2055
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $24.65B
- Discretionary AUM
- $22.50B
- Non-discretionary AUM
- $2.15B
- Discretionary accounts
- 43,563
- Non-discretionary accounts
- 1,543
- Total accounts
- 45,106
- AUM per client
- $966K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 331 | $1.80B |
| Charitable organizations | 114 | $407.4M |
| Other investment advisers | 5 | $668.9M |
| High net worth individuals | 1,937 | $11.02B |
| Pension and profit sharing plans | 223 | $1.16B |
| Individuals (other than high net worth individuals) | 22,900 | $9.59B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.