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HEATON FINANCIAL, PC
CRD 134578File 801-136958
APPROVED
Retail clients
Filing as of Aug 13, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$140.1M
Bottom 25% of cohort (national)
Discretionary AUM
$132.1M
Non-discretionary $8.1M
Clients
336
660 accounts
Employees
2
Bottom 25% of cohort in UT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Aug 6, 2026
- Principal office
- 337 S MAIN, SUITE 120, CEDAR CITY, UT, 84720
- Phone
- 435-865-9991
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $140.1M
- Discretionary AUM
- $132.1M
- Non-discretionary AUM
- $8.1M
- Discretionary accounts
- 644
- Non-discretionary accounts
- 16
- Total accounts
- 660
- AUM per client
- $417K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $2.6M |
| High net worth individuals | 31 | $74.6M |
| Individuals (other than high net worth individuals) | 301 | $62.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.