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STEFFES FINANCIAL, LTD
CRD 134530File 801-64179
APPROVED
Retail clients
Custody
Filing as of Feb 9, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$611.5M
Above cohort median (national)
Discretionary AUM
$354.6M
Non-discretionary $256.9M
Clients
265
652 accounts
Employees
4
Above cohort median in KS
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 15, 2005
- Principal office
- 8655 COLLEGE BLVD, SUITE 101, OVERLAND PARK, KS, 66210
- Phone
- 913-722-1111
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $611.5M
- Discretionary AUM
- $354.6M
- Non-discretionary AUM
- $256.9M
- Discretionary accounts
- 605
- Non-discretionary accounts
- 47
- Total accounts
- 652
- AUM per client
- $2.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 92 | $303.7M |
| Pension and profit sharing plans | 47 | $256.9M |
| Individuals (other than high net worth individuals) | 126 | $50.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.