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HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
CRD 134510File 801-124853
APPROVED
Retail clients
Disclosure events
Filing as of Apr 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$436.9M
Below cohort median (national)
Discretionary AUM
$330.7M
Non-discretionary $106.2M
Clients
350
685 accounts
Employees
30
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 2, 2022
- Principal office
- 2150 POST ROAD, SUITE 301, FAIRFIELD, CT, 06824
- Phone
- 203-418-9000
- Website
- https://www.hjsims.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $436.9M
- Discretionary AUM
- $330.7M
- Non-discretionary AUM
- $106.2M
- Discretionary accounts
- 472
- Non-discretionary accounts
- 213
- Total accounts
- 685
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $25.0M |
| Charitable organizations | 1 | $2.2M |
| High net worth individuals | 81 | $315.8M |
| Individuals (other than high net worth individuals) | 256 | $93.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.