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GRESHAM INVESTMENT MANAGEMENT LLC
CRD 134392File 801-64039
APPROVED
Custody
Filing as of Jun 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$8.55B
Top 10% of cohort (national)
Discretionary AUM
$8.55B
Clients
19
21 accounts
Employees
41
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 13, 2005
- Principal office
- 19 UNION SQUARE WEST, 11TH FLOOR, NEW YORK, NY, 10003
- Phone
- 212-984-1430
- Website
- HTTPS://WWW.GRESHAMLLC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $8.55B
- Discretionary AUM
- $8.55B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 21
- Non-discretionary accounts
- 0
- Total accounts
- 21
- AUM per client
- $450.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Non-U.S. persons | Fewer than 5 | $524.3M |
| Pooled investment vehicles | 11 | $4.07B |
| State or municipal government entities | 6 | $3.81B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 23 | 19 | decreased by4 |
| May 1, 2026 | Disclosures | Yes | No | |
| Apr 1, 2026 | Employees | 43 | 41 | decreased by2 |
| Apr 1, 2026 | Clients | 24 | 23 | decreased by1 |
| Apr 1, 2026 | AUM | $6,900,655,741 | $8,551,134,228 | increased by$1,650,478,487 |
| Apr 1, 2026 | Accounts | 24 | 21 | decreased by3 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 23 | 24 | increased by1 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $6,768,770,741 | $6,900,655,741 | increased by$131,885,000 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 23 | 24 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 39 | 43 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 12 | 23 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,966,278,806 | $6,768,770,741 | increased by$802,491,935 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 24 | 23 | decreased by1 |
| Apr 1, 2022 | Employees | 40 | 39 | decreased by1 |
| Apr 1, 2022 | Clients | 13 | 12 | decreased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GRESHAM INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GRESHAM INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.