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ALPS ADVISORS, INC.
CRD 134340File 801-67135
APPROVED
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$38.83B
Top 10% of cohort (national)
Discretionary AUM
$38.29B
Non-discretionary $537.1M
Clients
22
22 accounts
Employees
73
Top 10% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Sep 12, 2006
- Principal office
- 1290 BROADWAY, SUITE 1000, DENVER, CO, 80203
- Phone
- 303-623-2577
- Website
- HTTPS://WWW.ALPSFUNDS.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $38.83B
- Discretionary AUM
- $38.29B
- Non-discretionary AUM
- $537.1M
- Discretionary accounts
- 19
- Non-discretionary accounts
- 3
- Total accounts
- 22
- AUM per client
- $1.77B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 8 | $37.10B |
| Other investment advisers | 14 | $1.73B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — QUARTERLY, ASSET-BASED LICENSING FEE
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.