CATAWBA RIVER CAPITAL

CRD 134217File 801-113237

APPROVED

Retail clients

Custody

Filing as of Feb 18, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$325.1M

Below cohort median (national)

Discretionary AUM

$271.2M

Non-discretionary $53.9M

Clients

275

896 accounts

Employees

Above cohort median in SC

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: ARO
Registration date: May 16, 2018
Principal office: 4100 CHARLOTTE HWY., LAKE WYLIE, SC, 29710
Phone: 803-831-0911
Website: HTTPS://TWITTER.COM/RPBOGGSCO

Assets & accounts

ADV Item 5F

Total regulatory AUM: $325.1M
Discretionary AUM: $271.2M
Non-discretionary AUM: $53.9M
Discretionary accounts: 720
Non-discretionary accounts: 176
Total accounts: 896
AUM per client: $1.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	8	$14.2M
Charitable organizations	Fewer than 5	$2.6M
High net worth individuals	118	$240.3M
Pension and profit sharing plans	6	$22.2M
Individuals (other than high net worth individuals)	139	$45.8M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Other advisory activities
Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.