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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD 134139File 801-63930
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$138.69B
Top 10% of cohort (national)
Discretionary AUM
$130.83B
Non-discretionary $7.87B
Clients
361,213
608,275 accounts
Employees
3,527
Top 10% of cohort in IA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Feb 3, 2005
- Principal office
- 1776 PLEASANT PLAIN RD., FAIRFIELD, IA, 52556-8757
- Phone
- 641-472-5100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $138.69B
- Discretionary AUM
- $130.83B
- Non-discretionary AUM
- $7.87B
- Discretionary accounts
- 585,088
- Non-discretionary accounts
- 23,187
- Total accounts
- 608,275
- AUM per client
- $384K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 6 | $16.9M |
| High net worth individuals | 47,431 | $69.61B |
| Pension and profit sharing plans | 2,387 | $1.06B |
| State or municipal government entities | 2,948 | $3.00B |
| Individuals (other than high net worth individuals) | 308,441 | $65.01B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Commissions
- Hourly charges
- Other (described) — SOLICITATION FEES FROM 3RD PARTY MONEY MANAGERS
- A percentage of assets under your management
Advisory activities
- Other
- Educational seminars
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A1
- Q11A2
- Q11B1
- Q11B2
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11D5
- Q11E1
- Q11E2
- Q11E4
- Q11H1A
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.