LEVEL FOUR ADVISORY SERVICES

Legal name: LEVEL FOUR ADVISORY SERVICES, LLC

CRD 134086File 801-66368

APPROVED

Retail clients

Custody

Filing as of Sep 11, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$6.54B

Top 25% of cohort (national)

Discretionary AUM

$5.88B

Non-discretionary $659.6M

Clients

15,720

15,720 accounts

Employees

136

Top 10% of cohort in TX

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: FWRO
Registration date: Mar 3, 2006
Principal office: 12400 COIT ROAD, SUITE 700, DALLAS, TX, 75251
Phone: 972-665-0878
Website: https://levelfourgroup.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $6.54B
Discretionary AUM: $5.88B
Non-discretionary AUM: $659.6M
Discretionary accounts: 14,748
Non-discretionary accounts: 972
Total accounts: 15,720
AUM per client: $416K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	152	$283.2M
Charitable organizations	67	$56.5M
High net worth individuals	5,075	$3.21B
Pension and profit sharing plans	537	$1.44B
Individuals (other than high net worth individuals)	9,889	$1.56B

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Hourly charges
Other (described) — SOLICITOR FEES - PORTION OF ASSETS MANAGED BY OTHER ADVISORS
A percentage of assets under your management

Advisory activities

Other
Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	132	136	increased by4
Apr 1, 2026	Clients	14,510	15,720	increased by1,210
Apr 1, 2026	AUM	$5,320,412,049	$6,543,203,513	increased by$1,222,791,464
Apr 1, 2026	Accounts	14,510	15,720	increased by1,210
May 1, 2025 vs Oct 1, 2022	Employees	111	132	increased by21
May 1, 2025 vs Oct 1, 2022	Clients	3,781	14,510	increased by10,729
May 1, 2025 vs Oct 1, 2022	AUM	$2,880,466,580	$5,320,412,049	increased by$2,439,945,469
May 1, 2025 vs Oct 1, 2022	Accounts	6,774	14,510	increased by7,736
Apr 1, 2022	Employees	134	111	decreased by23
Apr 1, 2022	Clients	5,770	3,781	decreased by1,989
Apr 1, 2022	AUM	$2,792,891,273	$2,880,466,580	increased by$87,575,307
Apr 1, 2022	Accounts	10,383	6,774	decreased by3,609
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “LEVEL FOUR” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“LEVEL FOUR” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.