← Directory
NAMCOA
Legal name: NAPLES ASSET MANAGEMENT CO., LLC
CRD 133978File 801-66945
APPROVED
Retail clients
Disclosure events
Filing as of Jun 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$404.3M
Below cohort median (national)
Discretionary AUM
$386.3M
Non-discretionary $18.0M
Clients
584
584 accounts
Employees
11
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jul 5, 2006
- Principal office
- 107 KILSON DRIVE, SUITE 206, MOORESVILLE, NC, 28117
- Phone
- (239) 593-5525
- Website
- https://www.namcoa.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $404.3M
- Discretionary AUM
- $386.3M
- Non-discretionary AUM
- $18.0M
- Discretionary accounts
- 570
- Non-discretionary accounts
- 14
- Total accounts
- 584
- AUM per client
- $692K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $38.8M |
| High net worth individuals | 51 | $24.3M |
| Pension and profit sharing plans | 44 | $236.1M |
| Individuals (other than high net worth individuals) | 488 | $105.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — CONSULTING SERVICES
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Employees | 12 | 11 | decreased by1 |
| Jul 1, 2026 | Clients | 379 | 584 | increased by205 |
| Jul 1, 2026 | AUM | $361,784,079 | $404,329,984 | increased by$42,545,905 |
| Jul 1, 2026 | Accounts | 249 | 584 | increased by335 |
| Mar 1, 2026 | Employees | 16 | 12 | decreased by4 |
| Mar 1, 2026 | Clients | 291 | 379 | increased by88 |
| Mar 1, 2026 | AUM | $312,332,592 | $361,784,079 | increased by$49,451,487 |
| Mar 1, 2026 | Accounts | 462 | 249 | decreased by213 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 13 | 16 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 234 | 291 | increased by57 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $234,515,154 | $312,332,592 | increased by$77,817,438 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 228 | 462 | increased by234 |
| May 1, 2022 | Employees | 14 | 13 | decreased by1 |
| Feb 1, 2022 | Employees | 13 | 14 | increased by1 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NAMCOA” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NAMCOA” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.