← Directory
NAMCOA
Legal name: NAPLES ASSET MANAGEMENT CO., LLC
CRD 133978File 801-66945
APPROVED
Retail clients
Disclosure events
Filing as of Jun 3, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$404.3M
Below cohort median (national)
Discretionary AUM
$386.3M
Non-discretionary $18.0M
Clients
584
584 accounts
Employees
11
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jul 5, 2006
- Principal office
- 107 KILSON DRIVE, SUITE 206, MOORESVILLE, NC, 28117
- Phone
- (239) 593-5525
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $404.3M
- Discretionary AUM
- $386.3M
- Non-discretionary AUM
- $18.0M
- Discretionary accounts
- 570
- Non-discretionary accounts
- 14
- Total accounts
- 584
- AUM per client
- $692K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $38.8M |
| High net worth individuals | 51 | $24.3M |
| Pension and profit sharing plans | 44 | $236.1M |
| Individuals (other than high net worth individuals) | 488 | $105.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — CONSULTING SERVICES
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.