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WILMINGTON CAPITAL SECURITIES, LLC
CRD 133839File 801-101483
APPROVED
Retail clients
Disclosure events
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$277.1M
Below cohort median (national)
Discretionary AUM
$155.2M
Non-discretionary $121.9M
Clients
177
258 accounts
Employees
6
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jul 27, 2015
- Principal office
- 666 OLD COUNTRY ROAD, SUITE 505, GARDEN CITY, NY, 11530
- Phone
- 516-750-6200
- Website
- HTTP://WWW.WILMINGTONCAP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $277.1M
- Discretionary AUM
- $155.2M
- Non-discretionary AUM
- $121.9M
- Discretionary accounts
- 16
- Non-discretionary accounts
- 242
- Total accounts
- 258
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $6.7M |
| High net worth individuals | 31 | $216.2M |
| Individuals (other than high net worth individuals) | 140 | $54.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D4
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 192 | 177 | decreased by15 |
| Apr 1, 2026 | AUM | $258,250,437 | $277,120,242 | increased by$18,869,805 |
| Apr 1, 2026 | Accounts | 279 | 258 | decreased by21 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 163 | 192 | increased by29 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $236,786,712 | $258,250,437 | increased by$21,463,725 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 242 | 279 | increased by37 |
| Apr 1, 2022 | Employees | 7 | 6 | decreased by1 |
| Apr 1, 2022 | Clients | 155 | 163 | increased by8 |
| Apr 1, 2022 | AUM | $226,296,748 | $236,786,712 | increased by$10,489,964 |
| Apr 1, 2022 | Accounts | 236 | 242 | increased by6 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WILMINGTON CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WILMINGTON CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.