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SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.
CRD 133827File 801-64024
APPROVED
Disclosure events
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$8.17B
Top 10% of cohort (national)
Discretionary AUM
$8.17B
Clients
4
25 accounts
Employees
13
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 4, 2005
- Principal office
- 152 WEST 57TH STREET, 9TH FLOOR, NEW YORK, NY, 10019
- Phone
- 212-421-6800
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $8.17B
- Discretionary AUM
- $8.17B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 25
- Non-discretionary accounts
- 0
- Total accounts
- 25
- AUM per client
- $2.04B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $167.8M |
| Investment companies | 1 | $391.0M |
| Other investment advisers | Fewer than 5 | $7.61B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11B1
- Q11B2
- Q11D1
- Q11D2
- Q11D4
- Q11H2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $6,825,441,015 | $8,165,533,053 | increased by$1,340,092,038 |
| Apr 1, 2026 | Accounts | 19 | 25 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 13 | increased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2 | 4 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,157,846,503 | $6,825,441,015 | decreased by$332,405,488 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 11 | 19 | increased by8 |
| Apr 1, 2022 | AUM | $5,789,706,403 | $7,157,846,503 | increased by$1,368,140,100 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SAMSUNG ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SAMSUNG ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.