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WHARTON BUSINESS GROUP, LLC
CRD 133722File 801-70752
APPROVED
Retail clients
Disclosure events
Filing as of Aug 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$4.57B
Top 25% of cohort (national)
Discretionary AUM
$4.14B
Non-discretionary $424.8M
Clients
119
337 accounts
Employees
5
Top 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Nov 13, 2009
- Principal office
- 110 N. PHOENIXVILLE PIKE, SUITE 300, MALVERN, PA, 19355
- Phone
- 484-327-8262
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.57B
- Discretionary AUM
- $4.14B
- Non-discretionary AUM
- $424.8M
- Discretionary accounts
- 308
- Non-discretionary accounts
- 29
- Total accounts
- 337
- AUM per client
- $38.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $103.7M |
| Charitable organizations | 19 | $638.3M |
| High net worth individuals | 78 | $3.72B |
| Pension and profit sharing plans | Fewer than 5 | $95.7M |
| Individuals (other than high net worth individuals) | 22 | $9.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11H1C
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.