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WHARTON BUSINESS GROUP, LLC
CRD 133722File 801-70752
APPROVED
Retail clients
Disclosure events
Filing as of Aug 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.57B
Top 25% of cohort (national)
Discretionary AUM
$4.14B
Non-discretionary $424.8M
Clients
119
337 accounts
Employees
5
Top 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Nov 13, 2009
- Principal office
- 110 N. PHOENIXVILLE PIKE, SUITE 300, MALVERN, PA, 19355
- Phone
- 484-327-8262
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.57B
- Discretionary AUM
- $4.14B
- Non-discretionary AUM
- $424.8M
- Discretionary accounts
- 308
- Non-discretionary accounts
- 29
- Total accounts
- 337
- AUM per client
- $38.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $103.7M |
| Charitable organizations | 19 | $638.3M |
| High net worth individuals | 78 | $3.72B |
| Pension and profit sharing plans | Fewer than 5 | $95.7M |
| Individuals (other than high net worth individuals) | 22 | $9.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11H1C
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 12, 2026 | Disclosures | No | Yes | |
| Apr 1, 2026 | Clients | 125 | 119 | decreased by6 |
| Apr 1, 2026 | AUM | $4,013,308,881 | $4,566,061,373 | increased by$552,752,492 |
| Apr 1, 2026 | Accounts | 343 | 337 | decreased by6 |
| Dec 1, 2025 vs May 1, 2025 | Disclosures | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 133 | 125 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,439,553,254 | $4,013,308,881 | increased by$573,755,627 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 345 | 343 | decreased by2 |
| Apr 1, 2022 | Clients | 116 | 133 | increased by17 |
| Apr 1, 2022 | AUM | $3,069,704,725 | $3,439,553,254 | increased by$369,848,529 |
| Apr 1, 2022 | Accounts | 122 | 345 | increased by223 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WHARTON BUSINESS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WHARTON BUSINESS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.