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WATERLOO CAPITAL
Legal name: WATERLOO CAPITAL, L.P.
CRD 133705File 801-63975
APPROVED
Retail clients
Custody
Filing as of Sep 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.26B
Top 25% of cohort (national)
Discretionary AUM
$2.10B
Non-discretionary $157.7M
Clients
2,797
7,306 accounts
Employees
64
Top 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Partnership
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Mar 11, 2005
- Principal office
- 2801 VIA FORTUNA, SUITE 250, AUSTIN, TX, 78746
- Phone
- 512-777-5900
- Website
- HTTPS://WATERLOOCAP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.26B
- Discretionary AUM
- $2.10B
- Non-discretionary AUM
- $157.7M
- Discretionary accounts
- 6,880
- Non-discretionary accounts
- 426
- Total accounts
- 7,306
- AUM per client
- $808K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 924 | $1.65B |
| Pension and profit sharing plans | 188 | $226.1M |
| Individuals (other than high net worth individuals) | 1,685 | $384.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 54 | 64 | increased by10 |
| Apr 1, 2026 | Clients | 2,088 | 2,797 | increased by709 |
| Apr 1, 2026 | AUM | $1,686,618,820 | $2,261,124,371 | increased by$574,505,551 |
| Apr 1, 2026 | Accounts | 6,775 | 7,306 | increased by531 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 24 | 54 | increased by30 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 654 | 2,088 | increased by1,434 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $798,435,135 | $1,686,618,820 | increased by$888,183,685 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,524 | 6,775 | increased by4,251 |
| Apr 1, 2022 | Employees | 22 | 24 | increased by2 |
| Apr 1, 2022 | Clients | 503 | 654 | increased by151 |
| Apr 1, 2022 | AUM | $719,157,759 | $798,435,135 | increased by$79,277,376 |
| Apr 1, 2022 | Accounts | 2,086 | 2,524 | increased by438 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WATERLOO CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WATERLOO CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.