BROGAN FINANCIAL

Legal name: BROGAN FINANCIAL, INC.

CRD 133623File 801-69181

APPROVED

Retail clients

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$577.0M

Above cohort median (national)

Discretionary AUM

$565.7M

Non-discretionary $11.3M

Clients

746

2,093 accounts

Employees

Above cohort median in TN

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: ARO
Registration date: May 13, 2008
Principal office: 2160 LAKESIDE CENTRE WAY, SUITE 102, KNOXVILLE, TN, 37922
Phone: (865) 862-6800
Website: https://www.linkedin.com/company/brogan-financial-inc-/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $577.0M
Discretionary AUM: $565.7M
Non-discretionary AUM: $11.3M
Discretionary accounts: 2,045
Non-discretionary accounts: 48
Total accounts: 2,093
AUM per client: $774K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$8.4M
Charitable organizations	Fewer than 5	$936K
High net worth individuals	159	$327.5M
Individuals (other than high net worth individuals)	582	$240.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Other advisory activities
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.