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ARAX ADVISORY PARTNERS
Legal name: ARAX ADVISORY PARTNERS, LLC
CRD 133535File 801-67165
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Aug 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$26.52B
Top 10% of cohort (national)
Discretionary AUM
$23.83B
Non-discretionary $2.69B
Clients
15,662
39,138 accounts
Employees
361
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 20, 2006
- Principal office
- 10 EAST 53RD STREET, 14TH FLOOR, NEW YORK, NY, 10022
- Phone
- 646-777-1823
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $26.52B
- Discretionary AUM
- $23.83B
- Non-discretionary AUM
- $2.69B
- Discretionary accounts
- 35,710
- Non-discretionary accounts
- 3,428
- Total accounts
- 39,138
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 312 | $1.41B |
| Charitable organizations | 130 | $298.7M |
| High net worth individuals | 4,949 | $21.24B |
| Pooled investment vehicles | 12 | $235.1M |
| Pension and profit sharing plans | 53 | $285.2M |
| Individuals (other than high net worth individuals) | 10,206 | $3.05B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SEMINARS, TRUSTEE SERVICES, BILL PAY, TAX PREP, RIA SHARED SVCS
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D4
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Employees | 358 | 361 | increased by3 |
| Aug 1, 2026 | Employees | 319 | 358 | increased by39 |
| Aug 1, 2026 | Clients | 14,591 | 15,662 | increased by1,071 |
| Aug 1, 2026 | AUM | $23,183,966,708 | $26,524,973,206 | increased by$3,341,006,498 |
| Aug 1, 2026 | Accounts | 34,944 | 39,138 | increased by4,194 |
| Jul 1, 2026 | Employees | 122 | 319 | increased by197 |
| Jul 1, 2026 | Clients | 7,305 | 14,591 | increased by7,286 |
| Jul 1, 2026 | AUM | $11,304,032,152 | $23,183,966,708 | increased by$11,879,934,556 |
| Jul 1, 2026 | Accounts | 19,054 | 34,944 | increased by15,890 |
| Mar 1, 2026 | Employees | 106 | 122 | increased by16 |
| Mar 1, 2026 | Clients | 6,407 | 7,305 | increased by898 |
| Mar 1, 2026 | AUM | $8,960,126,874 | $11,304,032,152 | increased by$2,343,905,278 |
| Mar 1, 2026 | Accounts | 16,559 | 19,054 | increased by2,495 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 38 | 106 | increased by68 |
| Dec 1, 2025 vs May 1, 2025 | Disclosures | No | Yes |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ARAX ADVISORY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ARAX ADVISORY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.