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PARATUS FINANCIAL, INC.
CRD 133361File 801-63703
APPROVED
Retail clients
Disclosure events
Filing as of Mar 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$757.4M
Above cohort median (national)
Discretionary AUM
$271.3M
Non-discretionary $486.2M
Clients
88
703 accounts
Employees
8
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jan 3, 2005
- Principal office
- 5220 MCKINNEY AVE STE 200, DALLAS, TX, 75205
- Phone
- 214-378-7400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $757.4M
- Discretionary AUM
- $271.3M
- Non-discretionary AUM
- $486.2M
- Discretionary accounts
- 358
- Non-discretionary accounts
- 345
- Total accounts
- 703
- AUM per client
- $8.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 68 | $730.1M |
| Pension and profit sharing plans | 1 | $3.5M |
| Individuals (other than high net worth individuals) | 19 | $23.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.