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WESTEND ADVISORS, LLC
CRD 133279File 801-63626
APPROVED
Retail clients
Filing as of Jan 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.87B
Top 25% of cohort (national)
Discretionary AUM
$1.87B
Clients
4,149
4,149 accounts
Employees
29
Top 25% of cohort in NC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Mar 18, 2005
- Principal office
- 1001 MOREHEAD SQUARE DRIVE, SUITE 600, CHARLOTTE, NC, 28203
- Phone
- 704-556-9300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.87B
- Discretionary AUM
- $1.87B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 4,149
- Non-discretionary accounts
- 0
- Total accounts
- 4,149
- AUM per client
- $450K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 63 | $92.9M |
| Charitable organizations | 30 | $32.4M |
| High net worth individuals | 259 | $406.1M |
| Pension and profit sharing plans | 5 | $6.8M |
| State or municipal government entities | 1 | $1.1M |
| Individuals (other than high net worth individuals) | 3,791 | $1.33B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.