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FIAM LLC
CRD 133196File 801-63658
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$347.73B
Top 10% of cohort (national)
Discretionary AUM
$347.73B
Non-discretionary $2.4M
Clients
596
647 accounts
Employees
196
Top 10% of cohort in RI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Dec 2, 2004
- Principal office
- 900 SALEM STREET, SMITHFIELD, RI, 02917
- Phone
- 617-563-7000
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $347.73B
- Discretionary AUM
- $347.73B
- Non-discretionary AUM
- $2.4M
- Discretionary accounts
- 633
- Non-discretionary accounts
- 14
- Total accounts
- 647
- AUM per client
- $583.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 36 | $6.36B |
| Non-U.S. persons | 13 | $9.04B |
| Insurance companies | 25 | $6.36B |
| Investment companies | 113 | $235.06B |
| Charitable organizations | 111 | $14.62B |
| Other investment advisers | 16 | $28.92B |
| High net worth individuals | 23 | $276.3M |
| Pooled investment vehicles | 174 | $24.42B |
| Banking or thrift institutions | Fewer than 5 | $126.0M |
| Pension and profit sharing plans | 46 | $12.87B |
| State or municipal government entities | 39 | $9.66B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PERCENTAGE OF REVENUE FROM AFFILIATES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.