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FIAM LLC
CRD 133196File 801-63658
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$347.73B
Top 10% of cohort (national)
Discretionary AUM
$347.73B
Non-discretionary $2.4M
Clients
596
647 accounts
Employees
196
Top 10% of cohort in RI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Dec 2, 2004
- Principal office
- 900 SALEM STREET, SMITHFIELD, RI, 02917
- Phone
- 617-563-7000
- Website
- https://www.fidelity.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $347.73B
- Discretionary AUM
- $347.73B
- Non-discretionary AUM
- $2.4M
- Discretionary accounts
- 633
- Non-discretionary accounts
- 14
- Total accounts
- 647
- AUM per client
- $583.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 36 | $6.36B |
| Non-U.S. persons | 13 | $9.04B |
| Insurance companies | 25 | $6.36B |
| Investment companies | 113 | $235.06B |
| Charitable organizations | 111 | $14.62B |
| Other investment advisers | 16 | $28.92B |
| High net worth individuals | 23 | $276.3M |
| Pooled investment vehicles | 174 | $24.42B |
| Banking or thrift institutions | Fewer than 5 | $126.0M |
| Pension and profit sharing plans | 46 | $12.87B |
| State or municipal government entities | 39 | $9.66B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PERCENTAGE OF REVENUE FROM AFFILIATES
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 192 | 196 | increased by4 |
| Apr 1, 2026 | Clients | 567 | 596 | increased by29 |
| Apr 1, 2026 | AUM | $270,657,357,740 | $347,728,516,377 | increased by$77,071,158,637 |
| Apr 1, 2026 | Accounts | 600 | 647 | increased by47 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 182 | 192 | increased by10 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 283 | 567 | increased by284 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $182,200,948,423 | $270,657,357,740 | increased by$88,456,409,317 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 304 | 600 | increased by296 |
| Apr 1, 2022 | Employees | 171 | 182 | increased by11 |
| Apr 1, 2022 | Clients | 243 | 283 | increased by40 |
| Apr 1, 2022 | AUM | $140,108,514,353 | $182,200,948,423 | increased by$42,092,434,070 |
| Apr 1, 2022 | Accounts | 274 | 304 | increased by30 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FIAM” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FIAM” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.