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BROWN, LISLE/CUMMINGS, INC
Legal name: BROWN, LISLE/CUMMINGS, INC.
CRD 1331File 801-121156
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 26, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$487.3M
Above cohort median (national)
Discretionary AUM
$480.6M
Non-discretionary $6.7M
Clients
238
490 accounts
Employees
13
Above cohort median in RI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- May 6, 2021
- Principal office
- 56 EXCHANGE TERRACE, SUITE 300, PROVIDENCE, RI, 02903-1772
- Phone
- 401-421-8900
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $487.3M
- Discretionary AUM
- $480.6M
- Non-discretionary AUM
- $6.7M
- Discretionary accounts
- 478
- Non-discretionary accounts
- 12
- Total accounts
- 490
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 12 | $10.5M |
| High net worth individuals | 107 | $421.1M |
| Individuals (other than high net worth individuals) | 119 | $55.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
- Q11D5
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.