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GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
CRD 133088File 801-79500
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$673.8M
Above cohort median (national)
Discretionary AUM
$523.7M
Non-discretionary $150.1M
Clients
2,531
2,456 accounts
Employees
32
Above cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Apr 23, 2014
- Principal office
- 328 NEWMAN SPRINGS ROAD, RED BANK, NJ, 07701
- Phone
- 732-280-6886
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $673.8M
- Discretionary AUM
- $523.7M
- Non-discretionary AUM
- $150.1M
- Discretionary accounts
- 1,912
- Non-discretionary accounts
- 544
- Total accounts
- 2,456
- AUM per client
- $266K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 26 | $11.5M |
| High net worth individuals | 151 | $313.2M |
| Pension and profit sharing plans | 13 | $7.6M |
| Individuals (other than high net worth individuals) | 2,341 | $341.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11D4
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 2,122 | 2,531 | increased by409 |
| Apr 1, 2026 | AUM | $561,548,738 | $673,810,500 | increased by$112,261,762 |
| Apr 1, 2026 | Accounts | 2,122 | 2,456 | increased by334 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 24 | 32 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,334 | 2,122 | increased by788 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $407,982,450 | $561,548,738 | increased by$153,566,288 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,332 | 2,122 | increased by790 |
| Apr 1, 2022 | Clients | 903 | 1,334 | increased by431 |
| Apr 1, 2022 | AUM | $299,288,635 | $407,982,450 | increased by$108,693,815 |
| Apr 1, 2022 | Accounts | 1,115 | 1,332 | increased by217 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GARDEN STATE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GARDEN STATE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.