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NFC INVESTMENTS, LLC
CRD 132844File 801-63560
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Feb 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.14B
Top 25% of cohort (national)
Discretionary AUM
$2.14B
Clients
157
164 accounts
Employees
9
Top 25% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Oct 7, 2004
- Principal office
- 700 COLONIAL ROAD, SUITE 101, MEMPHIS, TN, 38117
- Phone
- 901-767-5576
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.14B
- Discretionary AUM
- $2.14B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 164
- Non-discretionary accounts
- 0
- Total accounts
- 164
- AUM per client
- $13.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 13 | $395.8M |
| Insurance companies | 13 | $895.1M |
| Charitable organizations | Fewer than 5 | $12.7M |
| High net worth individuals | 126 | $520.4M |
| Pooled investment vehicles | 5 | $305.3M |
| Pension and profit sharing plans | Fewer than 5 | $8.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 149 | 157 | increased by8 |
| Mar 1, 2026 | AUM | $2,035,919,876 | $2,137,518,402 | increased by$101,598,526 |
| Mar 1, 2026 | Accounts | 153 | 164 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 9 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 140 | 149 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,814,187,673 | $2,035,919,876 | increased by$221,732,203 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 143 | 153 | increased by10 |
| Apr 1, 2022 | Employees | 7 | 8 | increased by1 |
| Apr 1, 2022 | Clients | 146 | 140 | decreased by6 |
| Apr 1, 2022 | AUM | $1,522,116,662 | $1,814,187,673 | increased by$292,071,011 |
| Apr 1, 2022 | Accounts | 146 | 143 | decreased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NFC INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NFC INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.