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SECURE RETIREMENT FINANCIAL & INSURANCE SERVICES CORP.
CRD 132777File 801-125823
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 1, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$102.0M
Bottom 25% of cohort (national)
Discretionary AUM
$102.0M
Clients
211
481 accounts
Employees
5
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jun 6, 2022
- Principal office
- 2333. SAN RAMON VALLEY BOULEVARD, SUITE 250, SAN RAMON, CA, 94583
- Phone
- 925-855-4300
- Website
- HTTPS://WWW.SECURERETIRE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $102.0M
- Discretionary AUM
- $102.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 481
- Non-discretionary accounts
- 0
- Total accounts
- 481
- AUM per client
- $483K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 24 | $59.8M |
| Individuals (other than high net worth individuals) | 187 | $42.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.