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SECURE RETIREMENT FINANCIAL & INSURANCE SERVICES CORP.
CRD 132777File 801-125823
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 1, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$102.0M
Bottom 25% of cohort (national)
Discretionary AUM
$102.0M
Clients
211
481 accounts
Employees
5
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jun 6, 2022
- Principal office
- 2333. SAN RAMON VALLEY BOULEVARD, SUITE 250, SAN RAMON, CA, 94583
- Phone
- 925-855-4300
- Website
- HTTPS://WWW.SECURERETIRE.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $102.0M
- Discretionary AUM
- $102.0M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 481
- Non-discretionary accounts
- 0
- Total accounts
- 481
- AUM per client
- $483K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 24 | $59.8M |
| Individuals (other than high net worth individuals) | 187 | $42.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Clients | 205 | 211 | increased by6 |
| May 1, 2026 | AUM | $92,375,144 | $101,995,843 | increased by$9,620,699 |
| May 1, 2026 | Accounts | 446 | 481 | increased by35 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 208 | 205 | decreased by3 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $84,695,885 | $92,375,144 | increased by$7,679,259 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 489 | 446 | decreased by43 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 276 | 208 | decreased by68 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $100,473,381 | $84,695,885 | decreased by$15,777,496 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 557 | 489 | decreased by68 |
| Jul 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SECURE RETIREMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SECURE RETIREMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.