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COLEFP
Legal name: COLE FINANCIAL PLANNING AND WEALTH MANAGEMENT, INC
CRD 132562File 801-137654
APPROVED
Retail clients
Custody
Filing as of Oct 26, 2026
Feed vintage Oct 31, 2026
Regulatory AUM
$102.1M
Bottom 25% of cohort (national)
Discretionary AUM
$75.4M
Non-discretionary $26.8M
Clients
78
271 accounts
Employees
2
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Oct 30, 2026
- Principal office
- Not reported
- Phone
- 205-477-5118
- Website
- HTTPS://WWW.COLEFP.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $102.1M
- Discretionary AUM
- $75.4M
- Non-discretionary AUM
- $26.8M
- Discretionary accounts
- 161
- Non-discretionary accounts
- 110
- Total accounts
- 271
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 33 | $74.0M |
| Individuals (other than high net worth individuals) | 45 | $28.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Fees as stated in brochure
ADV Part 2A Item 5Loading brochure…
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Oct 31, 2026 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COLEFP” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COLEFP” may also match similarly-named firms). Confirm identity against each filing.
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Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.