BASSO CAPITAL MANAGEMENT, L.P.

CRD 132311File 801-64130

APPROVED

Retail clients

Filing as of May 29, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$2.56B

Top 25% of cohort (national)

Discretionary AUM

$960.1M

Non-discretionary $1.60B

Clients

115

115 accounts

Employees

Above cohort median in CT

Identity & registration

ADV Item 1

Organization form: Limited Partnership
Firm type: Registered
SEC region: BRO
Registration date: Apr 12, 2005
Principal office: 1266 EAST MAIN STREET, 4TH FLOOR, STAMFORD, CT, 06902-3546
Phone: 203 352-6100
Website: https://www.bassocap.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $2.56B
Discretionary AUM: $960.1M
Non-discretionary AUM: $1.60B
Discretionary accounts: 111
Non-discretionary accounts: 4
Total accounts: 115
AUM per client: $22.2M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	66	$2.53B
Pooled investment vehicles	1	$529K
Individuals (other than high net worth individuals)	48	$23.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Apr 1, 2026	Employees	8	12	increased by4
Apr 1, 2026	Clients	11	115	increased by104
Apr 1, 2026	AUM	$2,231,506,173	$2,558,086,914	increased by$326,580,741
Apr 1, 2026	Accounts	13	115	increased by102
May 1, 2025 vs Oct 1, 2022	Employees	9	8	decreased by1
May 1, 2025 vs Oct 1, 2022	Custody	Yes	No
May 1, 2025 vs Oct 1, 2022	Clients	6	11	increased by5
May 1, 2025 vs Oct 1, 2022	AUM	$1,088,712,019	$2,231,506,173	increased by$1,142,794,154
May 1, 2025 vs Oct 1, 2022	Accounts	2	13	increased by11
Apr 1, 2022	Clients	4	6	increased by2
Apr 1, 2022	AUM	$608,214,991	$1,088,712,019	increased by$480,497,028
Apr 1, 2022	Accounts	1	2	increased by1
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “BASSO CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BASSO CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.