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CHATTERTON & ASSOCIATES
Legal name: CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.
CRD 132295File 801-63394
APPROVED
Retail clients
Filing as of Mar 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.33B
Above cohort median (national)
Discretionary AUM
$399.1M
Non-discretionary $929.1M
Clients
1,542
2,908 accounts
Employees
31
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Aug 6, 2004
- Principal office
- 3061 E. LA PALMA AVE., ANAHEIM, CA, 92806
- Phone
- 714-572-2050
- Website
- HTTP://WWW.CHATTERTONINC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.33B
- Discretionary AUM
- $399.1M
- Non-discretionary AUM
- $929.1M
- Discretionary accounts
- 1,826
- Non-discretionary accounts
- 1,082
- Total accounts
- 2,908
- AUM per client
- $861K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 397 | $870.4M |
| Individuals (other than high net worth individuals) | 1,145 | $457.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 34 | 31 | decreased by3 |
| Apr 1, 2026 | Clients | 2,771 | 1,542 | decreased by1,229 |
| Apr 1, 2026 | AUM | $1,173,254,073 | $1,328,162,191 | increased by$154,908,118 |
| Apr 1, 2026 | Accounts | 2,771 | 2,908 | increased by137 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 4 | 34 | increased by30 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,109 | 2,771 | increased by662 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,057,197,474 | $1,173,254,073 | increased by$116,056,599 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,338 | 2,771 | decreased by567 |
| Apr 1, 2022 | Employees | 7 | 4 | decreased by3 |
| Apr 1, 2022 | Clients | 1,434 | 2,109 | increased by675 |
| Apr 1, 2022 | AUM | $920,729,196 | $1,057,197,474 | increased by$136,468,278 |
| Apr 1, 2022 | Accounts | 2,491 | 3,338 | increased by847 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CHATTERTON ASSOCIATES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CHATTERTON ASSOCIATES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.