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POEHLING CAPITAL MANAGEMENT, INC.
CRD 131668File 801-63189
APPROVED
Retail clients
Custody
Filing as of Feb 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$591.3M
Above cohort median (national)
Discretionary AUM
$591.3M
Clients
435
1,489 accounts
Employees
6
Above cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 27, 2004
- Principal office
- 525 JUNCTION ROAD, SUITE 8900, MADISON, WI, 53717
- Phone
- (608) 664-9600
- Website
- HTTP://X.Poehling.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $591.3M
- Discretionary AUM
- $591.3M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,489
- Non-discretionary accounts
- 0
- Total accounts
- 1,489
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $16.0M |
| Charitable organizations | 6 | $7.3M |
| High net worth individuals | 162 | $437.2M |
| Individuals (other than high net worth individuals) | 261 | $130.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Employees | 5 | 6 | increased by1 |
| Mar 1, 2026 | Clients | 432 | 435 | increased by3 |
| Mar 1, 2026 | AUM | $489,280,000 | $591,270,000 | increased by$101,990,000 |
| Mar 1, 2026 | Accounts | 1,433 | 1,489 | increased by56 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 370 | 432 | increased by62 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $381,270,957 | $489,280,000 | increased by$108,009,043 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,219 | 1,433 | increased by214 |
| Apr 1, 2022 | Clients | 347 | 370 | increased by23 |
| Apr 1, 2022 | AUM | $316,129,230 | $381,270,957 | increased by$65,141,727 |
| Apr 1, 2022 | Accounts | 1,155 | 1,219 | increased by64 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “POEHLING CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“POEHLING CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.