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GARNER FINANCIAL MANAGEMENT
Legal name: GARNER FINANCIAL MANAGEMENT, INC.
CRD 131628File 801-79008
APPROVED
Retail clients
Filing as of Feb 11, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$152.6M
Bottom 25% of cohort (national)
Discretionary AUM
$148.2M
Non-discretionary $4.4M
Clients
117
299 accounts
Employees
2
Bottom 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Jan 9, 2014
- Principal office
- 3620 HAPPY VALLEY ROAD, SUITE 203, LAFAYETTE, CA, 94549
- Phone
- 925.282.5500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $152.6M
- Discretionary AUM
- $148.2M
- Non-discretionary AUM
- $4.4M
- Discretionary accounts
- 281
- Non-discretionary accounts
- 18
- Total accounts
- 299
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $5.8M |
| High net worth individuals | 44 | $107.2M |
| Pension and profit sharing plans | 4 | $13.4M |
| Individuals (other than high net worth individuals) | 67 | $26.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.