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HMS FINANCIAL SERVICES, LLC
CRD 131569File 801-121012
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$118.5M
Bottom 25% of cohort (national)
Discretionary AUM
$117.2M
Non-discretionary $1.3M
Clients
228
228 accounts
Employees
1
Bottom 25% of cohort in SC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- May 4, 2021
- Principal office
- 10 CALENDAR COURT, SUITE 200, COLUMBIA, SC, 29206
- Phone
- 803-790-6113
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $118.5M
- Discretionary AUM
- $117.2M
- Non-discretionary AUM
- $1.3M
- Discretionary accounts
- 220
- Non-discretionary accounts
- 8
- Total accounts
- 228
- AUM per client
- $520K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $46K |
| High net worth individuals | 71 | $44.4M |
| Pension and profit sharing plans | 32 | $57.0M |
| Individuals (other than high net worth individuals) | 123 | $17.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Custody | false | true |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.