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HMS FINANCIAL SERVICES, LLC
CRD 131569File 801-121012
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$118.5M
Bottom 25% of cohort (national)
Discretionary AUM
$117.2M
Non-discretionary $1.3M
Clients
228
228 accounts
Employees
1
Bottom 25% of cohort in SC
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- May 4, 2021
- Principal office
- 10 CALENDAR COURT, SUITE 200, COLUMBIA, SC, 29206
- Phone
- 803-790-6113
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $118.5M
- Discretionary AUM
- $117.2M
- Non-discretionary AUM
- $1.3M
- Discretionary accounts
- 220
- Non-discretionary accounts
- 8
- Total accounts
- 228
- AUM per client
- $520K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $46K |
| High net worth individuals | 71 | $44.4M |
| Pension and profit sharing plans | 32 | $57.0M |
| Individuals (other than high net worth individuals) | 123 | $17.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Custody | Yes | No | |
| Apr 1, 2026 | Clients | 247 | 228 | decreased by19 |
| Apr 1, 2026 | AUM | $117,878,682 | $118,503,827 | increased by$625,145 |
| Apr 1, 2026 | Accounts | 247 | 228 | decreased by19 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 1 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 284 | 247 | decreased by37 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $129,412,285 | $117,878,682 | decreased by$11,533,603 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 284 | 247 | decreased by37 |
| Apr 1, 2022 | Clients | 183 | 284 | increased by101 |
| Apr 1, 2022 | AUM | $119,695,867 | $129,412,285 | increased by$9,716,418 |
| Jun 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HMS FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HMS FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.