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UNIVERSAL FINANCIAL SERVICES INC.
CRD 131558File 801-121280
APPROVED
Filing as of Feb 11, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$324.6M
Below cohort median (national)
Discretionary AUM
$324.6M
Clients
1
1 accounts
Employees
3
Below cohort median in PR
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- May 21, 2021
- Principal office
- METRO OFFICE PARK, CALLE 1 LOTE 10, GUAYNABO, PR, 00968
- Phone
- (787) 706-7095
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $324.6M
- Discretionary AUM
- $324.6M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1
- Non-discretionary accounts
- 0
- Total accounts
- 1
- AUM per client
- $324.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $324.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | AUM | $337,465,712 | $324,554,949 | decreased by$12,910,763 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $338,788,469 | $337,465,712 | decreased by$1,322,757 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 3 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $516,996,369 | $338,788,469 | decreased by$178,207,900 |
| Apr 1, 2022 | Employees | 8 | 9 | increased by1 |
| Apr 1, 2022 | Clients | 2 | 1 | decreased by1 |
| Apr 1, 2022 | AUM | $531,891,242 | $516,996,369 | decreased by$14,894,873 |
| Apr 1, 2022 | Accounts | 2 | 1 | decreased by1 |
| Sep 1, 2021 | Registration | APPROVED-120 | APPROVED | |
| Sep 1, 2021 | AUM | $0 | $531,891,242 | increased by$531,891,242 |
| Sep 1, 2021 | Accounts | 0 | 2 | increased by2 |
| Jun 1, 2021 | Registration | — | APPROVED-120 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “UNIVERSAL FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“UNIVERSAL FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.