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NPA ASSET MANAGEMENT, LLC

CRD 131534File 801-66006
APPROVED
Retail clients
Disclosure events
Filing as of Mar 20, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.06B
Above cohort median (national)
Discretionary AUM
$544.0M
Non-discretionary $520.8M
Clients
2,746
2,746 accounts
Employees
68
Above cohort median in NJ

Identity & registration

ADV Item 1
Organization form
Limited Liability Company
Firm type
Registered
SEC region
NYRO
Registration date
Feb 23, 2006
Principal office
32-16 BROADWAY 2ND FLOOR, FAIR LAWN, NJ, 07410
Phone
201-476-0029

Assets & accounts

ADV Item 5F
Total regulatory AUM
$1.06B
Discretionary AUM
$544.0M
Non-discretionary AUM
$520.8M
Discretionary accounts
1,640
Non-discretionary accounts
1,106
Total accounts
2,746
AUM per client
$388K

Clients by type

ADV Item 5D
Client typeClientsAUM
Other74$68.8M
Charitable organizationsFewer than 5$2.3M
High net worth individuals877$525.8M
Pension and profit sharing plans376$158.0M
Individuals (other than high net worth individuals)1,416$309.9M

Compensation & activities

ADV Items 5E, 5G

Compensation

  • Other
  • Fixed fees
  • Other (described)REFERRAL FEES
  • A percentage of assets under your management

Advisory activities

  • Other advisory activities
  • Financial planning services
  • Selection of other advisers
  • Portfolio management for other
  • Portfolio management for businesses
  • Portfolio management for individuals and/or small businesses

Custody

ADV Item 9
Firm Custody Cash
No
Firm Custody Assets
No
Firm Custody Clients
No
Firm Custody Securities
No
Related Person Custody Cash
No
Related Person Custody Assets
No
Related Person Custody Clients
No
Related Person Custody Securities
No

Disclosure events

ADV Item 11
  • Q11C2
  • Q11C4
  • Q11C5
  • Q11D2
  • Q11D4
  • Q11E2

Filed changes

DateFieldFromTo
Aug 12, 2026RegistrationAPPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.