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NPA ASSET MANAGEMENT, LLC
CRD 131534File 801-66006
APPROVED
Retail clients
Disclosure events
Filing as of Mar 20, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.06B
Above cohort median (national)
Discretionary AUM
$544.0M
Non-discretionary $520.8M
Clients
2,746
2,746 accounts
Employees
68
Above cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 23, 2006
- Principal office
- 32-16 BROADWAY 2ND FLOOR, FAIR LAWN, NJ, 07410
- Phone
- 201-476-0029
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.06B
- Discretionary AUM
- $544.0M
- Non-discretionary AUM
- $520.8M
- Discretionary accounts
- 1,640
- Non-discretionary accounts
- 1,106
- Total accounts
- 2,746
- AUM per client
- $388K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 74 | $68.8M |
| Charitable organizations | Fewer than 5 | $2.3M |
| High net worth individuals | 877 | $525.8M |
| Pension and profit sharing plans | 376 | $158.0M |
| Individuals (other than high net worth individuals) | 1,416 | $309.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Other (described) — REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C4
- Q11C5
- Q11D2
- Q11D4
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 2,855 | 2,746 | decreased by109 |
| Apr 1, 2026 | AUM | $1,009,851,764 | $1,064,773,417 | increased by$54,921,653 |
| Apr 1, 2026 | Accounts | 2,855 | 2,746 | decreased by109 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 71 | 68 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,861 | 2,855 | decreased by6 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $904,873,809 | $1,009,851,764 | increased by$104,977,955 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,861 | 2,855 | decreased by6 |
| Apr 1, 2022 | Employees | 70 | 71 | increased by1 |
| Apr 1, 2022 | Clients | 2,624 | 2,861 | increased by237 |
| Apr 1, 2022 | AUM | $760,266,810 | $904,873,809 | increased by$144,606,999 |
| Apr 1, 2022 | Accounts | 2,624 | 2,861 | increased by237 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NPA ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NPA ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.