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WATTS GWILLIAM & COMPANY, LLC
CRD 131458File 801-63078
APPROVED
Retail clients
Custody
Filing as of Jul 28, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.03B
Above cohort median (national)
Discretionary AUM
$1.03B
Non-discretionary $406K
Clients
514
1,208 accounts
Employees
9
Top 25% of cohort in AZ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Apr 23, 2004
- Principal office
- 2730 S. VAL VISTA DR., SUITE 124, GILBERT, AZ, 85295
- Phone
- 480-889-8998
- Website
- HTTP://WWW.WATTSGWILLIAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.03B
- Discretionary AUM
- $1.03B
- Non-discretionary AUM
- $406K
- Discretionary accounts
- 1,205
- Non-discretionary accounts
- 3
- Total accounts
- 1,208
- AUM per client
- $2.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $1.2M |
| High net worth individuals | 458 | $973.2M |
| Pooled investment vehicles | 4 | $19.5M |
| Pension and profit sharing plans | 6 | $29.9M |
| Individuals (other than high net worth individuals) | 45 | $8.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 443 | 514 | increased by71 |
| Apr 1, 2026 | AUM | $818,900,000 | $1,031,900,000 | increased by$213,000,000 |
| Apr 1, 2026 | Accounts | 1,152 | 1,208 | increased by56 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 314 | 443 | increased by129 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $438,623,742 | $818,900,000 | increased by$380,276,258 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 811 | 1,152 | increased by341 |
| Apr 1, 2022 | Employees | 8 | 9 | increased by1 |
| Apr 1, 2022 | Clients | 231 | 314 | increased by83 |
| Apr 1, 2022 | AUM | $329,356,422 | $438,623,742 | increased by$109,267,320 |
| Apr 1, 2022 | Accounts | 584 | 811 | increased by227 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WATTS GWILLIAM” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WATTS GWILLIAM” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.