CARRET ASSET MANAGEMENT, LLC

CRD 131445File 801-63093

APPROVED

Retail clients

Custody

Filing as of Jun 10, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$3.46B

Top 25% of cohort (national)

Discretionary AUM

$3.46B

Clients

2,633

2,633 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: May 17, 2004
Principal office: 360 MADISON AVENUE, 20TH FLOOR, NEW YORK, NY, 10017
Phone: 212-593-3800
Website: HTTP://WWW.CARRET.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $3.46B
Discretionary AUM: $3.46B
Non-discretionary AUM: $0
Discretionary accounts: 2,633
Non-discretionary accounts: 0
Total accounts: 2,633
AUM per client: $1.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	39	$224.6M
Investment companies	1	$128.8M
Other investment advisers	1,357	$1.64B
High net worth individuals	367	$1.21B
Pension and profit sharing plans	15	$29.3M
Individuals (other than high net worth individuals)	854	$228.7M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.