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CARRET ASSET MANAGEMENT, LLC
CRD 131445File 801-63093
APPROVED
Retail clients
Custody
Filing as of Jun 10, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.46B
Top 25% of cohort (national)
Discretionary AUM
$3.46B
Clients
2,633
2,633 accounts
Employees
22
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- May 17, 2004
- Principal office
- 360 MADISON AVENUE, 20TH FLOOR, NEW YORK, NY, 10017
- Phone
- 212-593-3800
- Website
- HTTP://WWW.CARRET.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.46B
- Discretionary AUM
- $3.46B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,633
- Non-discretionary accounts
- 0
- Total accounts
- 2,633
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 39 | $224.6M |
| Investment companies | 1 | $128.8M |
| Other investment advisers | 1,357 | $1.64B |
| High net worth individuals | 367 | $1.21B |
| Pension and profit sharing plans | 15 | $29.3M |
| Individuals (other than high net worth individuals) | 854 | $228.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 2,588 | 2,633 | increased by45 |
| Apr 1, 2026 | AUM | $3,232,347,470 | $3,459,799,840 | increased by$227,452,370 |
| Apr 1, 2026 | Accounts | 2,588 | 2,633 | increased by45 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,414 | 2,588 | increased by174 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,407,625,984 | $3,232,347,470 | decreased by$175,278,514 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 2,414 | 2,588 | increased by174 |
| Apr 1, 2022 | Employees | 23 | 22 | decreased by1 |
| Apr 1, 2022 | Clients | 2,317 | 2,414 | increased by97 |
| Apr 1, 2022 | AUM | $3,085,921,897 | $3,407,625,984 | increased by$321,704,087 |
| Apr 1, 2022 | Accounts | 2,317 | 2,414 | increased by97 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CARRET ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CARRET ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.