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CAROLINA WEALTH MANAGEMENT, INC.
CRD 131393File 801-63091
APPROVED
Retail clients
Custody
Filing as of Apr 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$798.5M
Above cohort median (national)
Discretionary AUM
$583.8M
Non-discretionary $214.6M
Clients
646
1,494 accounts
Employees
10
Above cohort median in NC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- May 7, 2004
- Principal office
- 1706-A EAST ARLINGTON BLVD., GREENVILLE, NC, 27858
- Phone
- 252-439-1344
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $798.5M
- Discretionary AUM
- $583.8M
- Non-discretionary AUM
- $214.6M
- Discretionary accounts
- 1,411
- Non-discretionary accounts
- 83
- Total accounts
- 1,494
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $18.0M |
| Charitable organizations | 9 | $4.1M |
| High net worth individuals | 144 | $445.6M |
| Pension and profit sharing plans | 42 | $201.0M |
| Individuals (other than high net worth individuals) | 443 | $129.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.