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PHILLIPS FINANCIAL
Legal name: PHILLIPS FINANCIAL MANAGEMENT, LLC
CRD 131344File 801-63343
APPROVED
Retail clients
Custody
Filing as of Mar 17, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.64B
Top 25% of cohort (national)
Discretionary AUM
$2.29B
Non-discretionary $343.9M
Clients
991
3,264 accounts
Employees
32
Top 25% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 23, 2004
- Principal office
- 6920 POINTE INVERNESS WAY, SUITE 230, FORT WAYNE, IN, 46804
- Phone
- 260-420-7732
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.64B
- Discretionary AUM
- $2.29B
- Non-discretionary AUM
- $343.9M
- Discretionary accounts
- 3,209
- Non-discretionary accounts
- 55
- Total accounts
- 3,264
- AUM per client
- $2.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $5.2M |
| Charitable organizations | 10 | $304.9M |
| Other investment advisers | 25 | $73.2M |
| High net worth individuals | 416 | $1.51B |
| Pension and profit sharing plans | 63 | $552.7M |
| Individuals (other than high net worth individuals) | 472 | $195.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.