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DUPREE FINANCIAL GROUP, LLC
CRD 131091File 801-71497
APPROVED
Retail clients
Disclosure events
Filing as of Aug 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$404.4M
Below cohort median (national)
Discretionary AUM
$404.4M
Clients
825
1,655 accounts
Employees
7
Below cohort median in KY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 4, 2010
- Principal office
- 237 EAST MAIN STREET, LEXINGTON, KY, 40507
- Phone
- 859-233-0400
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $404.4M
- Discretionary AUM
- $404.4M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,655
- Non-discretionary accounts
- 0
- Total accounts
- 1,655
- AUM per client
- $490K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 114 | $224.4M |
| Individuals (other than high net worth individuals) | 711 | $179.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2026 | Clients | 756 | 825 | increased by69 |
| Apr 1, 2026 | AUM | $330,218,102 | $404,368,661 | increased by$74,150,559 |
| Apr 1, 2026 | Accounts | 1,615 | 1,655 | increased by40 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 684 | 756 | increased by72 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $290,742,282 | $330,218,102 | increased by$39,475,820 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 684 | 1,615 | increased by931 |
| Apr 1, 2022 | Clients | 965 | 684 | decreased by281 |
| Apr 1, 2022 | AUM | $269,279,725 | $290,742,282 | increased by$21,462,557 |
| Apr 1, 2022 | Accounts | 965 | 684 | decreased by281 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DUPREE FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DUPREE FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.