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PROSPECT CAPITAL MANAGEMENT L.P.
CRD 131018File 801-62969
APPROVED
Filing as of Mar 25, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$6.64B
Top 25% of cohort (national)
Discretionary AUM
$6.62B
Non-discretionary $14.1M
Clients
4
4 accounts
Employees
143
Top 10% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Limited Partnership
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Mar 31, 2004
- Principal office
- 700 S. ROSEMARY AVE., SUITE 204, WEST PALM BEACH, FL, 33401
- Phone
- 561-285-4044
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.64B
- Discretionary AUM
- $6.62B
- Non-discretionary AUM
- $14.1M
- Discretionary accounts
- 2
- Non-discretionary accounts
- 2
- Total accounts
- 4
- AUM per client
- $1.66B
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 2 | $14.1M |
| Business development companies | 2 | $6.62B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.