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NFSG CORPORATION
CRD 130814File 801-68448
APPROVED
Retail clients
Disclosure events
Filing as of Mar 2, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.08B
Above cohort median (national)
Discretionary AUM
$1.03B
Non-discretionary $49.3M
Clients
3,096
3,607 accounts
Employees
89
Top 25% of cohort in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Nov 6, 2007
- Principal office
- 1200 NORTH FEDERAL HIGHWAY, SUITE 400, BOCA RATON, FL, 33432
- Phone
- 954-334-3450
- Website
- https://www.nfsgwealth.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.08B
- Discretionary AUM
- $1.03B
- Non-discretionary AUM
- $49.3M
- Discretionary accounts
- 3,498
- Non-discretionary accounts
- 109
- Total accounts
- 3,607
- AUM per client
- $350K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 40 | $36.1M |
| Charitable organizations | Fewer than 5 | $3.4M |
| High net worth individuals | 765 | $473.9M |
| Pension and profit sharing plans | 20 | $10.1M |
| Individuals (other than high net worth individuals) | 2,271 | $558.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — PROMOTER FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D1
- Q11D2
- Q11D4
- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 2,899 | 3,096 | increased by197 |
| Mar 1, 2026 | AUM | $813,494,847 | $1,082,643,515 | increased by$269,148,668 |
| Mar 1, 2026 | Accounts | 3,587 | 3,607 | increased by20 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 87 | 89 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,812 | 2,899 | increased by1,087 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $511,149,654 | $813,494,847 | increased by$302,345,193 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,740 | 3,587 | increased by1,847 |
| May 1, 2022 | Employees | 75 | 87 | increased by12 |
| May 1, 2022 | Clients | 1,019 | 1,812 | increased by793 |
| May 1, 2022 | AUM | $332,539,866 | $511,149,654 | increased by$178,609,788 |
| May 1, 2022 | Accounts | 1,245 | 1,740 | increased by495 |
| May 1, 2021 | Clients | 779 | 1,019 | increased by240 |
| May 1, 2021 | AUM | $220,108,325 | $332,539,866 | increased by$112,431,541 |
| May 1, 2021 | Accounts | 985 | 1,245 | increased by260 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NFSG” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NFSG” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.