CARRINGTON CAPITAL MANAGEMENT, LLC

CRD 130813File 801-72366

APPROVED

Custody

Filing as of Mar 30, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$5.08B

Top 25% of cohort (national)

Discretionary AUM

Non-discretionary $5.08B

Clients

133 accounts

Employees

Top 25% of cohort in CT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: May 20, 2011
Principal office: 1700 EAST PUTNAM AVENUE, 5TH FLOOR, OLD GREENWICH, CT, 06870
Phone: 203-661-6186
Website: HTTP://CARRINGTONCAP.COM/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $5.08B
Discretionary AUM: $0
Non-discretionary AUM: $5.08B
Discretionary accounts: 0
Non-discretionary accounts: 133
Total accounts: 133
AUM per client: —

Clients by type

ADV Item 5D

No client-type detail reported.

Compensation & activities

ADV Items 5E, 5G

Compensation

Other
Fixed fees
Other (described) — PER-ASSET ONBOARDING AND DEBOARDING DUE DILIGENCE FEES
Performance-based fees
A percentage of assets under your management

Advisory activities

Portfolio management for businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Aug 17, 2026	Clients	14	0	decreased by14
Apr 1, 2026	Employees	44	43	decreased by1
Apr 1, 2026	Clients	12	14	increased by2
Apr 1, 2026	AUM	$3,545,038,824	$5,081,782,135	increased by$1,536,743,311
Apr 1, 2026	Accounts	116	133	increased by17
May 1, 2025 vs Oct 1, 2022	Clients	11	12	increased by1
May 1, 2025 vs Oct 1, 2022	AUM	$6,783,731,188	$3,545,038,824	decreased by$3,238,692,364
May 1, 2025 vs Oct 1, 2022	Accounts	69	116	increased by47
Apr 1, 2022	Employees	37	44	increased by7
Apr 1, 2022	Clients	10	11	increased by1
Apr 1, 2022	AUM	$4,888,422,720	$6,783,731,188	increased by$1,895,308,468
Apr 1, 2022	Accounts	46	69	increased by23
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “CARRINGTON CAPITAL” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CARRINGTON CAPITAL” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.