VONTOBEL SWISS FINANCIAL ADVISERS

Legal name: VONTOBEL SWISS FINANCIAL ADVISERS AG

CRD 130668File 801-63660

APPROVED

Retail clients

Custody

Filing as of Sep 4, 2026

Feed vintage Oct 1, 2026

Regulatory AUM

$11.94B

Top 10% of cohort (national)

Discretionary AUM

$5.39B

Non-discretionary $6.56B

Clients

2,569

3,488 accounts

Employees

105

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: HQ
Registration date: Dec 3, 2004
Principal office: SPLUEGENSTRASSE 5, ZURICH, 8022
Phone: +41-58-2388111
Website: HTTP://WWW.VONTOBELSFA.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $11.94B
Discretionary AUM: $5.39B
Non-discretionary AUM: $6.56B
Discretionary accounts: 1,959
Non-discretionary accounts: 1,529
Total accounts: 3,488
AUM per client: $4.6M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	238	$2.06B
Charitable organizations	6	$76.1M
High net worth individuals	1,875	$9.30B
Individuals (other than high net worth individuals)	450	$430.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: Yes
Related Person Custody Cash: Yes
Related Person Custody Assets: Yes
Related Person Custody Clients: Yes
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To	Change
Aug 17, 2026	Clients	2,583	2,569	decreased by14
Apr 1, 2026	Employees	100	105	increased by5
Apr 1, 2026	Clients	2,373	2,583	increased by210
Apr 1, 2026	AUM	$9,275,545,710	$11,944,933,134	increased by$2,669,387,424
Apr 1, 2026	Accounts	3,234	3,488	increased by254
May 1, 2025 vs Oct 1, 2022	Employees	66	100	increased by34
May 1, 2025 vs Oct 1, 2022	Clients	1,518	2,373	increased by855
May 1, 2025 vs Oct 1, 2022	AUM	$6,925,694,789	$9,275,545,710	increased by$2,349,850,921
May 1, 2025 vs Oct 1, 2022	Accounts	1,918	3,234	increased by1,316
Sep 1, 2022	Disclosures	Yes	No
Apr 1, 2022	Employees	63	66	increased by3
Apr 1, 2022	Clients	1,448	1,518	increased by70
Apr 1, 2022	AUM	$5,867,770,538	$6,925,694,789	increased by$1,057,924,251
Apr 1, 2022	Accounts	1,800	1,918	increased by118
Apr 1, 2021	Registration	—	APPROVED

On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.

See plans that list “VONTOBEL SWISS” as a service provider on 5500mcp →

Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VONTOBEL SWISS” may also match similarly-named firms). Confirm identity against each filing.

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.